13.14 Nuclear Spaces
Definition 13.14.1 (Nuclear Space).label Let $E$ be a separated locally convex space over $K \in \RC$, then the following are equivalent:
- (1)
There exists a fundamental system of convex and circled neighbourhoods $\fB \subset \cn_{E}(0)$ such that for each $U \in \fB$, the canonical projection $\pi_{U}: E \to \wh E_{U}$ is nuclear.
- (2)
For each Banach space $F$ and $T \in L(E; F)$, $T$ is nuclear.
- (3)
For each convex and circled neighbourhood $U \in \cn_{E}(0)$, there exists $V \in \cn_{E}(0)$ with $V \subset U$ such that the induced map $\wh E_{V} \to \wh E_{U}$ is nuclear.
If the above holds, then $E$ is a nuclear space.
Proof. (1) $\Rightarrow$ (2): Let $U = T^{-1}(B_{F}(0, 1))$, then there exists $V \in \fB$ with $V \subset U$. In which case, there exists $\wh T \in L(\wh E_{V}; F)$ such that the following diagram commutes:
Since $\pi_{V} \in N(E; \wh E_{V})$, $T = \wh T \circ \pi_{V}$ is nuclear by Proposition 13.13.4.
(2) $\Rightarrow$ (3): Let $U \in \cn_{E}(0)$, then the canonical map $\pi_{U}: E \to \wh E_{U}$ is nuclear. Thus there exists an equicontinuous sequence $\seq{\phi_n}\subset E^{*}$, $\seq{y_n}\subset B_{\wh E_U}(0, 1)$, and $\seq{\lambda_n}\subset K$ such that
- (a)
For each $x \in E$, $\pi_{U} x = \sum_{n = 1}^{\infty} \lambda_{n} y_{n} \dpn{x, \phi_n}{E}$.
- (b)
$\sum_{n \in \natp}|\lambda_{n}| < \infty$.
Let $V = U \cap \bigcap_{n \in \natp}\phi_{n}^{-1}(B_{K}(0, 1))$, then by equicontinuity of $\seq{\phi_n}$, $V \in \cn_{E}(0)$. Moreover, for each $n \in \natp$, there exists $\wh \phi_{n} \in \wh E_{V}^{*}$ such that the following diagram commutes:
As $V \subset \phi_{n}^{-1}(B_{K}(0, 1))$, $\normn{\widehat \phi_n}_{\wh E_V^*}\le 1$. Thus the induced map $\widehat \pi_{U}: \wh E_{V}\to \wh E_{U}$ takes the form
with
Therefore $\wh \pi_{U}$ is nuclear.
(3) $\Rightarrow$ (1): Let $U \in \cn_{E}(0)$ be convex and circled, then there exists a convex circled neighbourhood $V \in \cn_{E}(0)$ such that the induced map $\wh \pi_{U}: \wh E_{V} \to \wh E_{U}$ is nuclear. In which case, the canonical map $\pi_{U}: E \to \wh E_{U}$ is the composition of $\pi_{V}$ and $\wh \pi_{U}$. Thus $\pi_{U}: E \to \wh E_{U}$ is nuclear by Proposition 13.13.4.$\square$
Theorem 13.14.2.label Let $E$ be a nuclear space over $K \in \RC$, $U \in \cn_{E}(0)$, and $p \in [1, \infty]$, then there exists $V \in \cn_{E}(0)$ with $V \subset U$ such that $\wh E_{V}$ is isometrically isomorphic to a subspace of $l^{p}(\natp; K)$.
Proof, [III.7.3, SW99]. Assume without loss of generality that $U$ is convex and circled, and the canonical projection $\pi_{U}: E \to \wh E_{U}$ is nuclear. In which case, there exists an equicontinuous sequence $\seq{\phi_n}\subset E^{*}$, $\seq{y_n}\subset B_{\wh E_U}(0, 1)$, and $\seq{\lambda_n}\subset K$ such that
- (a)
For each $x \in E$, $\pi_{U} x = \sum_{n = 1}^{\infty} \lambda_{n} y_{n} \dpn{x, \phi_n}{E}$.
- (b)
$\sum_{n \in \natp}|\lambda_{n}| < \infty$.
By rescaling, further assume without loss of generality that $\sum_{n \in \natp}|\lambda_{n}| = 1$ and $\lambda_{n} > 0$ for all $n \in \natp$. Under the convention that $1/\infty = 0$, define
then for each $x \in E$, $\norm{Tx}_{l^p(\natp; K)}\le \norm{\pi_U x}_{\wh E_U}$, so $T$ is continuous.
On the other hand,
Let $q \in [1, \infty]$ be the Hölder conjugate of $p$. By Hölder’s inequality applied to $\bracsn{\lambda_n^{1/p}\dpn{x, \phi_n}{E}}_{1}^{\infty}$ and $\bracsn{\lambda_n^{1/q}}_{1}^{\infty}$, $\normn{\pi_U x}_{\wh E_U}\le \norm{Tx}_{l^p(\natp; K)}$.
Finally, let $V = T^{-1}(B_{l^p(\natp; K)})$, then $V \subset U$, and $\wh E_{V}$ is isomorphic to $\ol{T(E)}$, with equal norms.$\square$
Corollary 13.14.3.label Let $E$ be a complete nuclear space over $K \in \RC$, then $E$ is a projective limit of Hilbert spaces over $K$. For any Fréchet space $F$, $F$ is nuclear if and only if it is the projective limit of a sequence $\seq{H_n}$ of Hilbert spaces such that the mapping $H_{m} \to H_{n}$ is nuclear for all $1 \le m < n < \infty$.
Summary 13.14.4.label Every subspace and separated qoutient space of a nuclear space is nuclear. The product of nuclear spaces is nuclear. The locally convex direct sum of countably many nuclear spaces is nuclear.
Proof. See Proposition 13.14.6, Proposition 13.14.5, Proposition 13.14.7, and Proposition 13.14.8.$\square$
Proposition 13.14.5.label Let $E$ be a nuclear space over $K \in \RC$ and $F \subset E$ be a subspace, then $F$ is also nuclear.
Proof, [Theorem III.7.4, SW99]. Firstly, a setup about auxiliary spaces and subspaces is required. Let $U \in \cn_{E}(0)$ be convex and circled, then the composition of the inclusion map $\iota: F \to E$ and the canonical projection $\pi_{U}: E \to E_{U}$ factors through $F_{U \cap F}$ as follows:
where $\widehat \pi_{U}$ is an isometric embedding. As a result, the factored map $\widehat \pi_{U}: F_{U \cap F}\to E_{U}$ extends to an isometric embedding on the completions:
which enables identifying $\widehat F_{U \cap F}$ as a closed subspace of $\widehat E_{U}$.
To start the proof, let $U \in \cn_{E}(0)$ be a given convex and circled neighbourhood. Since $E$ is nuclear, there exists a convex and circled neighbourhood $V \in \cn_{E}(0)$ with $V \subset U$ such that the induced map $\widehat \pi_{U}: \widehat E_{V} \to \widehat E_{U}$ is nuclear. By prior discussion, the following diagram commutes:
Thus the induced map $\widehat \pi_{U \cap F}: \widehat F_{V \cap F}\to \widehat F_{U \cap F}$ corresponds to the restriction of $\widehat \pi_{U}$ to $\widehat F_{V \cap F}$. Since $\widehat \pi_{U}$ is nuclear, there exists $\seq{\phi_n}\subset E_{V}^{*}$ and $\seq{y_n}\subset \widehat E_{U}$ such that
and $\sum_{n \in \natp}\norm{y_n}_{\widehat E_U}\norm{\phi_n}_{E_V^*}< \infty$.
Now, using Theorem 13.14.2, further assume without loss of generality that $\widehat E_{U}$ is a Hilbert space. Let $P: \widehat E_{U}\to \widehat F_{U \cap F}$ be the orthogonal projection of $\widehat E_{U}$ onto $\widehat F_{U \cap F}$, then
with
Therefore the induced map $\widehat \pi_{U \cap F}$ is nuclear, and $F$ is a nuclear space.$\square$
Proposition 13.14.6.label Let $E$ be a nuclear space over $K \in \RC$, and $F$ be a closed subspace of $E$, then $E/F$ is also nuclear.
Proof, [Theorem III.7.4, SW99]. Firstly, a setup about auxiliary spaces and quotients is required. Let $p: E \to E/F$ be the canonical projection and $U \in \cn_{E}(0)$ be a convex and circled neighbourhood, then the composition of maps $E \to E/F \to (E/F)_{p(U)}$ factors through $E_{U}$ as follows:
This extends through the completion
and yields that $\widehat{(E/F)}_{p(U)}$ is a quotient space of $\widehat E_{U}$.
To begin the proof, let $U \in \cn_{E}(0)$ be a convex and circled neighbourhood. Since $E$ is nuclear, there exists a convex and circled neighbourhood $V \in \cn_{E}(0)$ with $V \subset U$ such that the induced map $\widehat \pi_{U}: \widehat E_{V} \to \widehat E_{U}$ is nuclear. The composition of maps $\wh E_{V} \to \wh E_{U} \to \wh{(E/F)}_{p(U)}$ then factors through $\widehat{(E/F)}_{p(V)}$ as $\widehat \pi_{p(U)}$:
Since $\wh \pi_{U}: \wh E_{V} \to \wh E_{U}$ is nuclear, there exists $\seq{\phi_n}\subset E_{V}^{*}$ and $\seq{y_n}\subset \wh E_{U}$ such that
and $\sum_{n \in \natp}\norm{y_n}_{\wh E_U}\norm{\phi_n}_{E_V^*}< \infty$.
Now, using Theorem 13.14.2, further assume without loss of generality that $\wh E_{V}$ is a Hilbert space. Identify $(\widehat{E/F})_{p(V)}$ as a closed subspace of $\widehat E_{V}$, and let $P: \widehat E_{V} \to (\widehat{E/F})_{p(V)}$ be the orthogonal projection of $\widehat E_{V}$ onto $(\widehat{E/F})_{p(V)}$. This allows rewriting
where
Therefore $\widehat \pi_{p(U)}$ is nuclear, and $E/F$ is a nuclear space.$\square$
Proposition 13.14.7.label Let $\seq{E_n}$ be nuclear spaces over $K \in \RC$, then $\bigoplus_{n = 1}^{\infty} E_{n}$ is also nuclear.
Proof, [Theorem III.7.4, SW99]. For each $n \in \natp$, identify $E_{n}$ as a subspace of $\bigoplus_{n = 1}^{\infty} E_{n}$. Let $F$ be a Banach space and $T \in L(\bigoplus_{n = 1}^{\infty} E_{n}; F)$. For each $n \in \natp$, $E_{n}$ is a nuclear space, so $T|_{E_n}: E_{n} \to F$ is a nuclear operator, and there exists $\bracsn{\phi_{n, k}}_{k = 1}^{\infty} \subset E_{n}^{*}$ equicontinuous, $\bracsn{y_{n, k}}_{k = 1}^{\infty} \subset B_{F}(0, 1)$, and $\bracsn{\lambda_{n, k}}_{k = 1}^{\infty} \subset K$ such that $\sum_{k \in \natp}|\lambda_{n, k}| \le 2^{-n}$ and
for all $x \in E_{n}$. Thus for any $x \in \bigoplus_{n = 1}^{\infty} E_{n}$,
where $\sum_{n \in \natp}\sum_{k \in \natp}|\lambda_{n, k}| \le \sum_{n \in \natp}2^{-n}< \infty$ and $\bracsn{y_{n, k}|n, k \in \natp}\subset B_{F}(0, 1)$.
Finally, for each $n \in \natp$, let $U_{n} = \bigcap_{k \in \natp}\phi_{n, k}^{-1}(B_{K}(0, 1))$, then $U_{n} \in \cn_{E_n}(0)$ by equicontinuity of $\bracsn{\phi_{n, k}}_{k = 1}^{\infty} \subset E_{n}^{*}$. Let $U = \aconv(\bigcup_{n \in \natp}U_{n})$, then $U \in \cn_{\bigoplus_{n = 1}^\infty E_n}(0)$ and $U \subset \bigcap_{n \in \natp}\bigcap_{k \in\natp}(\phi_{n, k}\circ \pi_{n})^{-1}(B_{K}(0, 1))$. Hence $\bracsn{\phi_{n, k} \circ \pi_n|n, k \in \natp}$ is equicontinuous, and $T$ is a nuclear operator.$\square$
Proposition 13.14.8.label Let $\seqi{E}$ be nuclear spaces over $K \in \RC$, then $\prod_{i \in I}E_{i}$ is nuclear.
Proof, [Theorem III.7.4, SW99]. Let $F$ be a Banach space and $T \in L(\prod_{i \in I}E_{i}; F)$, then there exists $J \subset I$ finite and $\wh T \in L(\prod_{j \in J}E_{j}; F)$ such that the following diagram commutes:
By Proposition 13.8.3, $\prod_{j \in J}E_{j} = \bigoplus_{j \in J}E_{j}$. By Proposition 13.14.7, $\bigoplus_{j \in J}E_{j}$ is a nuclear space, so $\widehat T: \bigoplus_{j \in J}E_{j} \to F$ is a nuclear operator. As the composition of a continuous operator and a nuclear operator, $T$ is nuclear by Proposition 13.13.4. Therefore $\prod_{i \in I}E_{i}$ is a nuclear space.$\square$
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