37.7 The Projection Lattice

Definition 37.7.1 (Projection Lattice).label Let $H$ be a complex Hilbert space, $A \subset B(H)$ be a von Neumann algebra, and $\text{Proj}(A)$ be the set of all projections in $A$, then:

  1. (1)

    For any $S \subset \text{Proj}(A)$, let $P$ be the orthogonal projection onto the closed subspace generated by ${\bigcup_{Q \in S}Q(H)}$, then $P = \sup(S) \in A$.

  2. (2)

    For any $S \subset \text{Proj}(A)$, let $P$ be the orthogonal projection onto $\bigcap_{Q \in S}Q(H)$, then $P = \inf(S) \in A$.

  3. (3)

    $\text{Proj}(A)$ is order complete.

The set $\text{Proj}(A)$ is the projection lattice of $A$.

Proof. (1): For each $T \in A'$ and $Q \in S$, $TQ = QT$, so $Q(H)$ is a reducing subspace for $T$. As this holds for all $Q \in S$, the closed subspace generated by $\bigcup_{Q \in S}Q(H)$ is a reducing subspace for $T$. Therefore $PT = TP$, and $P \in A$ by the Bicommutant Theorem.

(2): For each $T \in A'$ and $Q \in S$, $TQ = QT$, so $Q(H)$ is a reducing subspace for $T$. As this holds for all $Q \in S$, $\bigcap_{Q \in S}Q(H)$ is a reducing subspace for $T$. Therefore $PT = TP$, and $P \in A$ by the Bicommutant Theorem.$\square$

Definition 37.7.2 (Central Support).label Let $H$ be a complex Hilbert space, $A \subset B(H)$ be a von Neumann algebra, and $P \in \text{Proj}(A)$, then $Z(P) = \inf_{Q \in \text{Proj}(Z(A)), Q \ge P}Q$ is the central support of $P$.

Proposition 37.7.3.label Let $H$ be a complex Hilbert space, $A \subset B(H)$ be a von Neumann algebra, and $P \in \text{Proj}(A)$. For each $T \in A$, let $R(TP)$ be the orthogonal projection onto $\ol{TP(H)}$, then

\[Z(P) = \sup_{T \in A}R(TP)\]

Proof, [Proposition 24.6, Zhu93]. Since $Z(P) \in Z(A)$, $Z(P)(H)$ is a reducing subspace of every operator in $A$. As $P \le Z(P)$, $TP(H) \subset T(Z(P)(H)) \subset Z(P)(H)$, so $Z(P) \ge R(TP)$ for all $T \in A$, and $Z(P) \ge \sup_{T \in A}R(TP)$.

On the other hand, for each $S, T \in A$, $S(TP(H)) \subset \bigcup_{R \in A}RP(H)$. As $A$ is a von Neumann algebra, the range of $\sup_{T \in A}R(TP)$ is a reducing subspace for every operator in $A$. Therefore $\sup_{T \in A}R(TP) \in Z(A)$, and $Z(P) \le \sup_{T \in A}R(TP)$.$\square$

Lemma 37.7.4.label Let $H$ be a complex Hilbert space and $P, Q \in B(H)$ be projections, then:

  1. (1)

    $\ker(PQ) = \ker(Q) + \ker(P) \cap Q(H)$.

  2. (2)

    If $PQ = QP$, then $PQ$ is a projection with $PQ(H) = P(H) \cap Q(H)$.

Proof. (1): Let $x \in \ker(PQ)$, then $Q(x) \in \ker(P)$, so $x = Q(x) + (1 - Q)(x) \in \ker(Q) + \ker(P) \cap Q(H)$.

(2): Since $PQ = QP$, $(PQ)^{2} = P^{2}Q^{2} = PQ$ and $(PQ)^{*} = Q^{*}P^{*} = QP = PQ$, $PQ$ is a projection. As $PQ(H) = P(Q(H)) \subset P(H)$ and $PQ(H) = Q(P(H)) \subset Q(H)$, $PQ(H) \subset P(H) \cap Q(H)$. On the other hand, $PQ$ is the identity on $P(H) \cap Q(H)$, so $PQ(H) = P(H) \cap Q(H)$.$\square$

Definition 37.7.5 (Murray-von Neumann Equivalent).label Let $H$ be a complex Hilbert space, $A \subset B(H)$ be a von Neumann algebra, and $P, Q \in \text{Proj}(A)$, then the following are equivalent:

  1. (1)

    There exists $V \in A$ such that $P = V^{*}V$ and $Q = VV^{*}$.

  2. (2)

    There exists a partial isometry $V \in A$ from $P(H)$ to $Q(H)$.

If the above holds, then $P$ and $Q$ are Murrey-von Neumann equivalent, denoted $P \sim Q$. The relation $\sim$ is an equivalence relation on $\text{Proj}(A)$.

Proof. (1) $\Rightarrow$ (2): Let $V \in A$ with $P = V^{*}V$ and $Q = VV^{*}$. By Proposition 38.2.3, $V$ is a partial isometry with initial space $\ker(P)^{\perp}$, and $V^{*}$ is a partial isometry with initial space $\ker(Q)^{\perp}$. Therefore $V$ is a partial isometry from $P(H)$ to $Q(H)$.

(2) $\Rightarrow$ (1): By Proposition 38.2.3, $P = V^{*}V$ is a projection onto $\ker(V)^{\perp}$, and $Q = VV^{*}$ is a projection onto $\ker(V^{*})^{\perp} = V(H)$.$\square$

Definition 37.7.6 (Murrey-von Neumann Subequivalent).label Let $H$ be a complex Hilbert space, $A \subset B(H)$ be a von Neumann algebra, and $P, Q \in \text{Proj}(A)$, then $P$ is Murrey-von Neumann subequivalent to $Q$, denoted $P \preceq Q$, if there exists $R \in \text{Proj}(A)$ such that $P \sim R$ and $R \le Q$.

Lemma 37.7.7.label Let $H$ be a complex Hilbert space, $A \subset B(H)$ be a von Neumann algebra, $T \in A$, and $P, Q \in \text{Proj}(A)$ be orthogonal projections onto $\ol{T(H)}$ and $\ol{T^*(H)}$, respectively, then $P \sim Q$.

Proof. Let $T = VQ$ be the polar decomposition of $T$, then $V$ is a partial isometry from $\ol{T^*(H)}$ to $\ol{T(H)}$. Since $V \in A$, $P \sim Q$.$\square$

Theorem 37.7.8 (Kaplansky’s Formula).label Let $H$ be a complex Hilbert space, $A \subset B(H)$ be a von Neumann algebra, and $P, Q \in \text{Proj}(A)$, then

\[[(P \vee Q) - Q] \sim [(P - P \wedge Q)]\]

Proof. Using Theorem 37.3.1, assume without loss of generality that $I \in A$. In which case, by (1) of Lemma 37.7.4,

\[[(I - Q)P](H)^{\perp} = \ker(P(I - Q)) = \ker(Q)^{\perp} + [\ker(Q) \cap \ker(P)]\]

and since $P \vee Q$ and $Q$ commute,

\begin{align*}[(I - Q)P](H)&= [\ker(Q)^{\perp} + [\ker(Q) \cap \ker(P)]]^{\perp} \\&= \ker(Q) \cap [\ker(Q) \cap \ker(P)]^{\perp} \\&= \ker(Q) \cap [\ker(Q)^{\perp} + \ker(P)^{\perp}]\\&= (I - Q)(H) \cap [Q(H) + P(H)]\\&= (I - Q)(H) \cap [(Q \vee P)(H)] \\&= (P \vee Q)(I - Q)(H) = [(P \vee Q) - Q](H)\end{align*}

by (2) of Lemma 37.7.4. Similarly,

\[[P(I - Q)](H)^{\perp} = \ker((I - Q)P) = \ker(P) + [\ker(Q)^{\perp} \cap \ker(P)^{\perp}]\]

so

\begin{align*}[P(I - Q)](H)&= [\ker(P) + [\ker(Q)^{\perp} \cap \ker(P)^{\perp}]]^{\perp} \\&= \ker(P)^{\perp} \cap [\ker(Q) + \ker(P)] \\&= P(H) \cap [(I - Q)(H) + (I - P)(H)] \\&= P(H) \cap [(I - Q) \vee (I - P)](H) \\&= P(H) \cap [I - (P \wedge Q)](H) \\&= [P - (P \wedge Q)](H)\end{align*}

Therefore

\[[(P \vee Q) - Q](H) = [(I - Q)P](H) \sim P(I - Q)(H) = [P - (P \wedge Q)](H)\]

by Lemma 37.7.7.$\square$

Lemma 37.7.9.label Let $H$ be a complex Hilbert space, $A \subset B(H)$ be a von Neumann algebra, and $P, Q \in \text{Proj}(A)$ with $P \sim Q$, then $Z(P) = Z(Q)$.

Proof. Let $V \in A$ with $P = V^{*}V$ and $Q = VV^{*}$, then $V$ is a partial isometry with initial space $P(H)$ and final space $Q(H)$. In which case, since $Z(P) \ge P$ and $Z(P) \in Z(A)$,

\[Z(P)Q = Z(P)VV^{*} = VZ(P)V^{*} = VV^{*} = Q\]

and $Z(P) \ge Q$, and $Z(P) \ge Z(Q)$. By symmetry, $Z(Q) \ge Z(P)$, so $Z(P) = Z(Q)$.$\square$

Proposition 37.7.10.label Let $H$ be a complex Hilbert space, $A \subset B(H)$ be a von Neumann algebra, and $P, Q \in \text{Proj}(A)$, then the following are equivalent:

  1. (1)

    $Z(P)Z(Q) \ne 0$.

  2. (2)

    $PAQ \ne \bracsn{0}$.

  3. (3)

    There exists non-zero projections $P_{0} \le P$ and $Q_{0} \le Q$ such that $P_{0} \sim Q_{0}$.

Proof, [Proposition 24.7, Zhu93]. (1) $\Rightarrow$ (2): For each $T \in A$, let $R(T)$ be the orthogonal projection onto $\ol{T(H)}$. By Proposition 37.7.3,

\[Z(P) = \sup_{T \in A}R(TP) \quad Z(Q) = \sup_{T \in A}R(TQ)\]

so $Z(P)Z(Q) = \sup_{S, T \in A}R(SP)R(TQ) \ne 0$. Thus there exists $S, T \in A$ such that $R(SP)R(TQ) \ne 0$. As such, there exists $x, y \in H$ with

\[0 \ne \dpn{SPx, TQy}{H}= \dpn{QT^*SPx, y}{H}\]

so $PAQ \ne 0$.

(2) $\Rightarrow$ (3): Let $T \in A$ with $PTQ \ne 0$. Let $P_{0} = R(PTQ)$ and $Q_{0} = R(QT^{*}P)$, then $0 \ne P_{0} \le P$, $0 \ne Q_{0} \le Q$, and $P_{0} \sim Q_{0}$ by Lemma 37.7.7.

(3) $\Rightarrow$ (1): By Lemma 37.7.9, $Z(P_{0}) = Z(Q_{0})$, so

\[Z(P)Z(Q) = Z(P) \wedge Z(Q) \ge Z(P_{0}) \vee Z(Q_{0}) \ne 0\]

$\square$

Theorem 37.7.11 (”Cantor-Bernstein”).label Let $H$ be a complex Hilbert space, $A \subset B(H)$ be a von Neumann algebra, and $P, Q \in \text{Proj}(A)$. If $P \preceq Q$ and $Q \preceq P$, then $P \sim Q$.

Proof, [Lemma 25.1, Zhu93]. Let $U, V \in A$ be partial isometries such that $P = U^{*}U$, $UU^{*} \le Q$, $Q = V^{*}V$, and $VV^{*} \le P$. Denote $Q_{0} = Q$ and $P_{0} = P$. For each $n \in \natz$, inductively define $P_{n+1}= VQ_{n}V^{*}$ and $Q_{n+1}= UP_{n}U^{*}$, then:

  1. (i)

    For each $n \in \natz$, $P_{n}, Q_{n} \in \text{Proj}(A)$.

  2. (ii)

    For each $n \in \natz$, $P_{n} \le P$ and $Q_{n} \le Q$.

  3. (iii)

    For each $n \in \natz$, $P_{n+1}\le P_{n}$ and $Q_{n+1}\le Q_{n}$.

As $\seq{P_n}, \seq{Q_n}\subset \text{Proj}(A)$ are non-increasing sequences, by Theorem 37.3.1, there exists $P_{\infty}, Q_{\infty} \in \text{Proj}(A)$ such that $P_{n} \to P_{\infty}$ and $Q_{n} \to Q_{\infty}$ in the strong operator topology as $n \to \infty$.

For each $n \in \natz$, $U(P_{n} - P_{n+1})U^{*} = Q_{n+1}- Q_{n+2}$, so

\begin{align*}[U(P_{n} - P_{n+1})]^{*}[U(P_{n} - P_{n+1})]&= (P_{n} - P_{n+1})P(P_{n} - P_{n+1}) = P_{n} - P_{n+1}\\ [U(P_{n} - P_{n+1})][U(P_{n} - P_{n+1})]^{*}&= U(P_{n} - P_{n+1})^{2}U^{*} = Q_{n+1}- Q_{n+2}\end{align*}

and $P_{n} - P_{n+1}\sim Q_{n+1}- Q_{n+2}$. Similarly, $Q_{n} - Q_{n+1}\sim P_{n+1}- P_{n+2}$. As $P_{n+1}= VQ_{n}V^{*}$ for all $n \in \natz$, $P_{\infty} \sim Q_{\infty}$ after passing through a strong-operator limit.

For each $N \in \natz$, $\sum_{n = 0}^{N} (P_{n} - P_{n+1}) = P - P_{N+1}$, so $P = P_{\infty} + \sum_{n = 0}^{\infty} (P_{n} - P_{n+1})$. Similarly, $Q = Q_{\infty} + \sum_{n = 0}^{\infty} (Q_{n} - Q_{n+1})$. Therefore

\begin{align*}P&= P_{\infty} + \sum_{n = 0}^{\infty} (P_{2n}- P_{2n+1}) + \sum_{n = 0}^{\infty} (P_{2n + 1}- P_{2n+2}) \\&\sim Q_{\infty} + \sum_{n = 0}^{\infty} (Q_{2n + 1}- Q_{2n+2}) + \sum_{n = 0}^{\infty} (Q_{2n}- Q_{2n+1}) = Q\end{align*}

because $\sim$ is preserved through direct sums.$\square$

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