39.8 Type Decomposition
Definition 39.8.1 (Finite Projection).label Let $H$ be a complex Hilbert space, $A \subset B(H)$ be a von Neumann algebra, and $P \in \text{Proj}(A)$, then $P$ is finite if for any $Q \in \text{Proj}(A)$ with $P \sim Q$ and $Q \le P$, $P = Q$. For any $P \in \text{Proj}(A)$, $P$ is infinite if it is not finite.
Definition 39.8.2 (Abelian Projection).label Let $H$ be a complex Hilbert space, $A \subset B(H)$ be a von Neumann algebra, and $P \in \text{Proj}(A)$, then $P$ is abelian if $PAP$ is abelian.
Definition 39.8.3 (Minimal Projection).label Let $H$ be a complex Hilbert space, $A \subset B(H)$ be a von Neumann algebra, and $P \in \text{Proj}(A)$, then the following are equivalent:
- (1)
$PAP = \complex P$.
- (2)
There exists no $Q \in \text{Proj}(A)$ with $0 < Q < P$.
If the above holds, then $P$ is minimal.
Proof. (1) $\Rightarrow$ (2): Let $Q \in \text{Proj}(A)$ with $Q \le P$, then $Q = PQP$. As $PAP = \complex P$, either $PQP = 0$ or $PQP = P$.
(2) $\Rightarrow$ (1): Given that there exist no projections strictly between $0$ and $P$, the only non-zero projection in $PAP$ is $P$ itself. By Theorem 39.6.2, the linear span of projections in $PAP$ is norm-dense in $PAP$. Therefore $PAP = \complex P$.$\square$
Lemma 39.8.4.label Let $H$ be a complex Hilbert space, $A \subset B(H)$ be a von Neumann algebra, and $P, Q \in \text{Proj}(A)$.
- (1)
If $P$ is minimal, then $P$ is abelian.
- (2)
If $P$ is abelian, then $P$ is finite.
- (3)
If $P$ is finite and $P \sim Q$, then $Q$ is finite.
- (4)
If $P$ is finite and $Q \le P$, then $Q$ is finite.
- (5)
If $P$ is minimal and $P \sim Q$, then $Q$ is minimal.
- (6)
If $P, Q$ are minimal with $P \sim Q$, then for any $U, V \in A$ with $P = U^{*}U = V^{*}V$ and $Q = UU^{*} = VV^{*}$, there exists $\lambda \in \partial B_{\complex}(0, 1)$ such that $V = \lambda U$.
Proof, [Section 26.1, Zhu93]. (1): $PAP = \complex P$ is abelian.
(2): Let $R \in \text{Proj}(A)$ with $P \sim R \le P$, then there exists $V \in A$ such that $R = V^{*}V$ and $P = VV^{*}$. Since $V$ has initial space $R(H) \subset P(H)$ and final space $P(H)$, $V = PVP$ and $V^{*} = PV^{*}P$. As $PAP$ is abelian,
(3): Let $R \in \text{Proj}(A)$ with $Q \sim R \le Q$. Let $V \in A$ with $Q = V^{*}V$ and $P = VV^{*}$, then $V$ is a partial isometry with initial space $Q(H)$ and final space $P(H)$. In which case, $P = VQV^{*}$, and $VRV^{*} \le VQV^{*} = P$. Let $U = (VRV^{*})V$, then
and as $Q = V^{*}PV$,
so $VRV^{*} \sim R \sim Q \sim P$. Given that $P$ is finite, $VRV^{*} = P$. Therefore
(4): Let $R \in \text{Proj}(A)$ with $Q \sim R \le Q \le P$, then $P \sim (P - Q) + R \le P$, so $P - Q + R = P$, and $Q = R$.
(5): Since $P \sim Q$, there exists $V \in A$ with $P = V^{*}V$ and $Q = VV^{*}$. Let $R \in \text{Proj}(A)$ with $0 < R \le Q$, then $0 \le V^{*}RV \le V^{*}QV = P$. By minimality of $P$, $V^{*}RV = P$, so
(6): Let $R = U^{*}V$, then since $U$ and $V$ are partial isometries with initial space $P(H)$ and final space $Q(H)$,
so $PRP \in PAP = \complex P$. Thus there exists $\lambda \in \complex$ such that $R = \lambda P$. In which case,
and
so $|\lambda| = 1$.$\square$
Lemma 39.8.5.label Let $H$ be a complex Hilbert space, $A \subset B(H)$ be a von Neumann algebra, $\seqi{P}\subset \text{Proj}(A)$ be centrally orthogonal, and $P = \sum_{i \in I}P_{i}$, then
- (1)
For each $T \in A$, $PTP = \sum_{i \in I}P_{i}TP_{i}$.
- (2)
If $\seqi{P}$ are abelian, then $P$ is also abelian.
- (3)
If $\seqi{P}$ are finite, then $P$ is also finite.
Proof, [Lemma 26.2, Zhu93]. (1): For each $i \in I$, $Z(P_{i}) \ge P_{i}$, so $Z(P_{i})P_{i} = P_{i}$. For any $i, j \in I$ with $i \ne j$, $Z(P_{i})$ and $Z(P_{j})$ are orthogonal, so $Z(P_{i})P_{j} = Z(P_{i})Z(P_{j})P_{j} = 0$.
Let $T \in A$, then by Proposition 39.7.4, $Z(P_{i})(H) \supset TP_{i}(H)$ for all $i \in I$. Therefore
(2): Let $S, T \in A$, then by (1),
(3): Let $R \in \text{Proj}(A)$ with $P \sim R \le P$, and $V \in A$ with $R = V^{*}V$ and $P = VV^{*}$, then for each $i \in I$, $Z(P_{i})R \sim Z(P_{i})P = P_{i}$, and $Z(P_{i})R \le Z(P_{i})P = P_{i}$. As $\seqi{P}$ are finite, $Z(P_{i})R = P_{i}$ for all $i \in I$. Therefore
$\square$
Definition 39.8.6 (Type $\vnI$).label Let $H$ be a complex Hilbert space and $A \subset B(H)$ be a von Neumann algebra, then $A$ is of type $\vnI$ if for every non-zero central projection $P \in \text{Proj}(Z(A))$, there exists a non-zero abelian projection $Q \in \text{Proj}(A)$ with $P \ge Q$.
Definition 39.8.7 (Type $\vnII$).label Let $H$ be a complex Hilbert space and $A \subset B(H)$ be a von Neumann algebra, then $A$ is of type $\vnII$ if:
- (1)
$A$ has no non-zero abelian projections.
- (2)
For every non-zero central projection $P \in \text{Proj}(Z(A))$, there exists a non-zero finite projection $Q \in \text{Proj}(A)$ with $P \ge Q$.
Definition 39.8.8 (Type $\vnII_{1}$).label Let $H$ be a complex Hilbert space and $A \subset B(H)$ be a type $\vnII$ von Neumann algebra, then $A$ is of type $\vnII_{1}$ if $I$ is a finite projection.
Definition 39.8.9 (Type $\vnII_{\infty}$).label Let $H$ be a complex Hilbert space and $A \subset B(H)$ be a type $\vnII$ von Neumann algebra, then $A$ is of type $\vnII_{\infty}$ if $A$ has no non-zero finite central projections.
Definition 39.8.10 (Type $\vnIII$).label Let $H$ be a complex Hilbert space and $A \subset B(H)$ be a von Neumann algebra, then $A$ is of type $\vnIII$ if $A$ has no non-zero finite projections.
Theorem 39.8.11 (Type Decomposition).label Let $H$ be a complex Hilbert space and $A \subset B(H)$ be a von Neumann algebra, then there exist unique von Neumann algebras $A_{\vnI}, A_{\vnII_1}, A_{\vnII_{\infty}}, A_{\vnIII}\subset A$[1] of type $\vnI$, $\vnII_{1}$, $\vnII_{\infty}$, and $\vnIII$, respectively, such that
Proof, [Theorem 26.3, Zhu93]. ($\vnI$): By Zorn’s lemma, there exists a maximal family $\seqi{P}\subset \text{Proj}(A)$ of centrally orthogonal abelian projections. Let $P = \sum_{i \in I}P_{i}$, then $P$ is abelian by (2) of Lemma 39.8.5.
Let $P_{\vnI}= Z(P)$, then $A_{\vnI}:= P_{\vnI}AP_{\vnI}$ is a von Neumann algebra with identity $P_{\vnI}$. Let $R \in \text{Proj}(Z(A_{\vnI})) \setminus \bracs{0}$, then since $0 < R \le P_{\vnI}$, $RP \le R$ is a non-zero abelian projection. Therefore $A_{\vnI}$ is of type $\vnI$.
($\vnII$): Assume without loss of generality that $I \in A$. Since $\seqi{P}$ is maximal and $(I - P_{\vnI}) \in Z(A)$, $(I - P_{\vnI})A(I - P_{\vnI})$ has no non-zero abelian projections.
By Zorn’s lemma, there exists a maximal family $\seqj{Q}\subset \text{Proj}((I - P_{\vnI})A(I - P_{\vnI}))$ of centrally orthogonal finite projections. Let $Q = \sum_{j \in J}Q_{j}$, then $Q$ is finite by (3) of Lemma 39.8.5.
Let $P_{\vnII}= Z(Q)$ and $A_{\vnII}= P_{\vnII}AP_{\vnII}$, then $A_{\vnII}$ is a von Neumann algebra with identity $P_{\vnII}$. Let $R \in \text{Proj}(Z(A_{\vnII})) \setminus \bracs{0}$, then since $0 < R \le P_{\vnII}$, $RQ \le R$ is a non-zero finite projection by (4) of Lemma 39.8.4. Thus $A_{\vnII}$ is of type $\vnII$.
($\vnIII$): Let $P_{\vnIII}= I - P_{\vnI}- P_{\vnII}$ and $A_{\vnIII}= P_{\vnIII}AP_{\vnIII}$. Since $P_{\vnIII}\in Z(A)$ and $\seqi{P}$, $\seqj{Q}$ are maximal, $A_{\vnIII}$ has no non-zero finite projections. Therefore $A_{\vnIII}$ is of type $\vnIII$, and $A = A_{\vnI}\oplus A_{\vnII}\oplus A_{\vnIII}$.
($\vnII_{1}$): By Zorn’s lemma, there exists a maximal family $\bracsn{R_k}_{k \in K}\subset \text{Proj}(A_{\vnII})$ of orthogonal central finite projections. Let $P_{\vnII_1}= \sum_{k \in K}R_{k}$, then $P_{\vnII_1}$ is a central finite projection by (3) of Lemma 39.8.5. Hence $A_{\vnII_1}= P_{\vnII_1}AP_{\vnII_1}$ is of type $\vnII_{1}$.
($\vnII_{\infty}$): Let $P_{\vnII_\infty}= P_{\vnII}- P_{\vnII_1}$ and $A_{\vnII_\infty}= P_{\vnII_\infty}AP_{\vnII_\infty}$, then $P_{\vnII_\infty}$ is a central projection. By maximality of $\bracsn{R_k}_{k \in K}$, $A_{\vnII_\infty}$ admits no non-zero finite central projections. Therefore $A_{\vnII_\infty}$ is of type $\vnII_{\infty}$, $A_{\vnII}= A_{\vnII_1}\oplus A_{\vnII_\infty}$, and
(Uniqueness): Let $A = A_{\vnI}' \oplus A_{\vnII_1}' \oplus A_{\vnII_{\infty}}' \oplus A_{\vnIII}'$ be a decomposition of $A$ into von Neumann algebras of type $\vnI$, $\vnII_{1}$, $\vnII_{\infty}$, and $\vnIII$, respectively.
Let $P_{\vnI}'$, $P_{\vnII_1}'$, $P_{\vnII_\infty}'$, and $P_{\vnIII}'$ be the identity elements of $A_{\vnI}'$, $A_{\vnII_1}'$, $A_{\vnII_{\infty}}'$, and $A_{\vnIII}'$, respectively, then
is an orthogonal direct sum, and
- ($\vnI$)
Let $P_{1} = P'_{\vnI}(I - P_{\vnI})$, then by construction of $P_{\vnI}$, there exists no non-zero abelian projection $R \in \text{Proj}(A)$ with $R \le P_{1}$. As both $P_{\vnI}'$ and $(I - P_{\vnI})$ are central, $P_{1} \in A_{\vnI}'$, so $P_{1} = 0$ because $A_{\vnI}'$ is of type $\vnI$. Thus $P_{\vnI}' \le P_{\vnI}$. By symmetry, $P_{\vnI}= P_{\vnI}'$ and $A_{\vnI}= A_{\vnI}'$.
- ($\vnII$, $\vnIII$)
Let $P'_{\vnII}= P_{\vnII_1}' \oplus P_{\vnII_\infty}'$, $A_{\vnII}' = A_{\vnII_1}' \oplus A_{\vnII_\infty}'$, and $P_{2} = P'_{\vnII}(I - P_{\vnI}- P_{\vnII})$. By construction of $P_{\vnII}$, there exists no non-zero finite projection $R \in \text{Proj}(A)$ with $R \le P_{2}$. Since $P_{2} \in A_{\vnII}'$ and $A_{\vnII}'$ is of type $\vnII$, $P_{2} = 0$ and $P_{\vnII}' \le P_{\vnII}$. By symmetry, $P_{\vnII}= P_{\vnII}'$. Thus $P_{\vnIII}= P_{\vnIII}'$, $A_{\vnII}= A_{\vnII}'$, and $A_{\vnIII}= A_{\vnIII}'$.
- ($\vnII_{1}$, $\vnII_{\infty}$)
Let $Q_{2} = P'_{\vnII_1}(P_{\vnII}- P_{\vnII_1})$, then there exists no non-zero finite central projection $R \in \text{Proj}(A)$ with $R \le Q_{2}$. However, since $A_{\vnII_1}'$ is of type $\vnII_{1}$, $P'_{\vnII_1}$ is itself a finite projection, and every subprojection of $P'_{\vnII_1}$ is finite by (4) of Lemma 39.8.4. Thus $Q_{2} = 0$ and $P_{\vnII_1}' \le P_{\vnII_1}$. By symmetry, $P_{\vnII_1}' = P_{\vnII_1}$. Therefore $P_{\vnII_\infty}' = P_{\vnII_\infty}$, $A_{\vnII_1}' = A_{\vnII_1}$, and $A_{\vnII_\infty}' = A_{\vnII_\infty}$.
$\square$
Lemma 39.8.12.label Let $H$ be a complex Hilbert space, $A \subset B(H)$ be a factor, and $P \in \text{Proj}(A)$ be abelian, then $P$ is minimal.
Proof. Let $Q \in \text{Proj}(A)$ with $0 \le Q \le P$, then by the comparability theorem, either $Q \preceq P - Q$ or $P - Q \preceq Q$. Assume without loss of generality that $Q \preceq P - Q$.
Let $V \in A$ such that $Q = V^{*}V$ and $VV^{*} \le P - Q$, then $V$ is a partial isometry with initial and final spaces contained in $P(H)$. Since $P$ is abelian, $V \in PAP$, and $Q = V^{*}V = VV^{*} \le P - Q$. Therefore $Q = 0$, and $P$ is minimal.$\square$
Lemma 39.8.13.label Let $H$ be a complex Hilbert space, $A \subset B(H)$ be a factor, $T \in A$, $\seqi{P}\subset \text{Proj}(A)$ be non-zero minimal projections such that $I = \sum_{i \in I}P_{i}$, and $\bracsn{V_{i, j}}_{i, j \in I}\subset A$ such that $P_{i} = V_{i, j}^{*}V_{i, j}$ and $P_{j} = V_{i, j}V_{i, j}^{*}$ for all $i, j \in I$, then there exists $\bracsn{\mu_{i, j}}_{i, j \in I}\subset \complex$ such that $T = \sum_{i, j \in I}\mu_{i, j}V_{i, j}$.
Proof. Let $i, j \in I$, then since $P_{i}$ and $P_{j}$ are minimal,
If $P_{i}TP_{j} \ne 0$, then $P_{j}T^{*}P_{i}TP_{j}$ and $P_{i}TP_{j}T^{*}P_{i}$ are positive, and there exists $\lambda > 0$ such that $\lambda P_{i}TP_{j}$ is a partial isometry with initial space $P_{j}(H)$ and final space $P_{i}(H)$. By Lemma 39.8.4, there exists $\mu_{i, j}\in \complex$ such that $P_{i}TP_{j} = \mu_{i, j}V_{j, i}$. Therefore
$\square$
Theorem 39.8.14 (Classification of Type $\vnI$ Factors).label Let $H$ be a complex Hilbert space and $A \subset B(H)$ be a factor, then the following are equivalent:
- (1)
$A$ is of type $\vnI$.
- (2)
There exists a minimal projection $P \in \text{Proj}(A)$.
- (3)
For every non-zero $P \in \text{Proj}(A)$, there exists a non-zero minimal projection $Q \in \text{Proj}(A)$ such that $P \ge Q$.
- (4)
There exists a complex Hilbert space $K$ and a *-isomorphism $\pi: A \to B(K)$.
Proof, [tow]. (1) $\Rightarrow$ (2): Since $A$ is of type $\vnI$, $A$ admits a non-zero abelian projection $Q \in \text{Proj}(A)$. By Lemma 39.8.12, $Q$ is minimal.
(2) $\Rightarrow$ (3): Let $P \in \text{Proj}(A)$ and $Q \in \text{Proj}(A)$ be a minimal projection. By the comparability theorem, either $P \preceq Q$ or $Q \preceq P$.
If $P \preceq Q$, then there exists $R \in \text{Proj}(A)$ with $P \sim R \le Q$. In which case, $R$ is minimal, and $P$ is also minimal by (5) of Lemma 39.8.4.
If $Q \preceq P$, then there exists $R \in \text{Proj}(A)$ with $Q \sim R \le P$. By (5) of Lemma 39.8.4, $R$ is minimal with $R \le P$.
(3) $\Rightarrow$ (4): By Zorn’s lemma, there exists a maximal orthogonal family $\seqi{P}\subset \text{Proj}(A)$ of minimal projections. Since $\seqi{P}$ is maximal and every non-zero projection admits a non-zero minimal subprojection, $I = \sum_{i \in I}P_{i}$, and $H = \bigoplus_{i \in I}P_{i}H$.
For each $i, j \in I$, by the comparability theorem, either $P_{i} \preceq P_{j}$ or $P_{j} \preceq P_{i}$. In both cases, since both projections are minimal, $P_{i} \sim P_{j}$. Thus there exists a partial isometry $V_{i, j}\in A$ with initial space $P_{i}(H)$ and final space $P_{j}(H)$ such that $P_{i} = V_{i, j}^{*}V_{i, j}$ and $P_{j} = V_{i, j}V_{i, j}^{*}$. By fixing a particular family[2], assume without loss of generality that $V_{i, j}^{*} = V_{j, i}$ for all $i, j \in I$.
Fix $i_{0} \in I$, let $H_{0} = P_{i_0}H$, and define
then since $H = \bigoplus_{i \in I}P_{i}H$ and each $V_{i, i_0}$ is a partial isometry, $U$ is an isometry with inverse
For each $i \in I$, denote $e_{i} = \one_{\bracs{i}}\in l^{2}(I; \complex)$, then for every $x \in l^{2}(I; H_{0})$,
so $UP_{i}U^{-1}$ is the projection onto the $i$-th component of $l^{2}(I; H_{0})$.
Let $T \in A$, then by Lemma 39.8.13, there exists $\bracsn{\mu_{i, j}}_{i, j \in I}\subset \complex$ such that $T = \sum_{i, j \in I}\mu_{i,j}V_{i, j}$. In which case, for any $x \in l^{2}(I; \complex)$ and $v \in H_{0}$,
For each $i, j \in I$, there exists $\lambda_{i, j}\in \partial B_{\complex}(0, 1)$ such that $V_{i, j}V_{i_0, i}= \lambda_{i, j}V_{i_0, j}$ by (6) of Lemma 39.8.4. For every $i \in I$, let $e_{i} = \one_{\bracs{i}}\in l^{2}(I; \complex)$, then
Moreover, if $v \ne 0$, then $UTU^{-1}(xv) = 0$ for all $x \in l^{2}(I; \complex)$ implies that $\mu_{i, j}=0$ for all $i, j \in I$, and $T = 0$. Thus for any $v \in H_{0}$ with $\norm{v}_{H_0}= 1$, the mapping
is an injective $*$-homomorphism.
Finally, since $\ol{B_A(0, 1)}$ is weak-operator compact and $U$ is an isometry, $\pi(\ol{B_A(0, 1)})$ is also weak-operator compact, and $\pi(A) \subset B(l^{2}(I; \complex v))$ is a von Neumann algebra. Let $i, j \in I$, then for each $x \in l^{2}(I; \complex)$,
so $\pi(V_{i, j}) = \lambda_{i, j}e_{j}v \otimes e_{i}v$. As $\bracsn{e_iv}_{i \in I}$ is an orthonormal basis for $l^{2}(I; \complex v)$, $\pi(A) = B(l^{2}(I; \complex v))$.
(4) $\Rightarrow$ (1): Identify $A = \pi(A) = B(K)$, and let $T \in Z(A)$. For each $v \in K$ with $\norm{v}_{K} = 1$, $T(v \otimes v) = (v \otimes v)T$, so $Tv = T(v \otimes v)v = (v \otimes v)Tv$, and there exists $\lambda \in \complex$ such that $Tv = \lambda v$.
For any $w \in K$ linearly independent from $v$, there exists $\mu \in \complex$ with $Tw = \mu w$, and $\rho \in \complex$ with $T(v + w) = \rho(v + w)$. In which case, $\rho v + \rho w = \lambda v + \mu w$, so $\lambda = \rho = \mu$, and $T = \lambda I$. Therefore $A$ is a factor.
For any $v \in K$ with $\norm{v}_{K} = 1$, $v \otimes v$ is a minimal, and hence abelian projection by (1) of Lemma 39.8.4. As $v \otimes v \le I$, $A = B(K)$ is of type $\vnI$.$\square$
- Not all four types are guaranteed to be present.keyboard_return
- The partial isometries need not be unique. keyboard_return
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