45.1 Tracial Factors

Proposition 45.1.1.label Let $(M, \tau)$ be a tracial von Neumann factor, then exactly one of the following holds:

  1. (1)

    There exists $n \in \natp$ such that $M \iso M_{n}(\complex)$.

  2. (2)

    $M$ is of type $\vnII_{1}$.

Proof. (1): Suppose that $M$ has a minimal projection. By Theorem 43.10.15, there exists a complex Hilbert space $H$ such that $M \iso B(H)$. Let $\seqi{e}\subset H$ be an orthonormal basis, then $e_{i} \otimes e_{i} \in \text{Proj}(M)$ is minimal for all $i \in I$, and all such rank one projections are equivalent. As such, for any $j \in I$,

\[\tau(1_{M}) = \sum_{i \in I}\tau(e_{i} \otimes e_{i}) = |I| \cdot \tau(e_{j} \otimes e_{j})\]

so $I$ must be finite, and $M \iso M_{|I|}(\complex)$.

(2): Suppose that $M$ has no minimal projections. By Lemma 43.10.13, $M$ has no abelian projections. As $\tau$ is a faithful tracial state, $1_{M}$ is finite. Therefore $M$ is a $\vnII_{1}$ factor.$\square$

Lemma 45.1.2.label Let $M$ be a diffuse factor, $p \in \text{Proj}(M)$ be a non-zero projection, then there exist non-zero projections $p_{1}, p_{2} \in \text{Proj}(M)$ with $p_{1} \sim p_{2}$ and $p_{1} + p_{2} \le p$.

Proof, [Lemma 4.1.1, AP]. Since $p$ is not minimal, there exists a projection $q \le p$ with $0 \ne q \ne p$. As $M$ is a factor, $Z(q)Z(p - q) = 1_{M}$. By Proposition 43.9.5, there exist non-zero projections $p_{1}, p_{2} \in \text{Proj}(M)$ with $p_{1} \sim p_{2}$, $p_{1} \le q$, and $p_{2} \le p - q$.$\square$

Lemma 45.1.3.label Let $M$ be a diffuse factor, $p \in \text{Proj}(M)$ be a non-zero projection, then there exist $p_{1}, p_{2} \in \text{Proj}(M)$ with $p_{1} \sim p_{2}$ and $p_{1} + p_{2} = p$.

Proof, [Lemma 4.1.1, AP]. Let

\[\mathcal{F}= \bracsn{(q, r) \in \text{Proj}(M)^2|q \sim r, q \perp r, q + r \le p}\]

and $\mathcal{M}\subset \mathcal{F}$ be a maximal family such that $\bracsn{q, r|(q,r) \in \mathcal{M}}$ are all mutually orthogonal. Let $q = \sum_{(q, r) \in \mathcal{M}}q$ and $r = \sum_{(q, r) \in \mathcal{M}}r$, then by Lemma 43.9.10, $q \sim r$, $q \perp r$, and $q + r \le p$.

If $q + r \ne p$, then by Lemma 45.1.2 applied to $p - (q + r)$, there exist non-zero projections $q', r' \in \text{Proj}(M)$ with $q' \sim r'$, $q' \perp r'$, and $q' + r' \le p - (q + r)$, which contradicts the maximality of $\mathcal{M}$.$\square$

Corollary 45.1.4.label Let $M$ be a diffuse factor, then for each $n \in \natp$, there exist mutually orthogonal equivalent projections $\bracsn{p_j}_{1}^{2^n}\subset \text{Proj}(M)$ such that $\sum_{j = 1}^{2^n}p_{j} = 1$. If $\tau: M \to \complex$ is a tracial state, then $\tau(p_{j}) = 2^{-n}$ for all $1 \le j \le 2^{n}$.

Proof. By Lemma 45.1.3.$\square$

Proposition 45.1.5.label Let $M$ be a factor, then $M$ admits at most one tracial state.

Proof, [Proposition 4.1.3, AP]. Using Proposition 45.1.1, assume without loss of generality that $M$ is diffuse.

Let $p \in \text{Proj}(M)$ with $0 \le p < 1_{M}$. Let $n \in \natp$, then by Corollary 45.1.4, there exist mutually orthogonal equivalent projections $\bracsn{p_j}_{1}^{2^n}\subset \text{Proj}(M)$ such that $\sum_{j = 1}^{2^n}p_{j} = 1$. By the corollary:vna-factor-comparability, there exists a unique $0 \le k \le 2^{n} - 1$ such that

\[\sum_{j = 1}^{k} p_{j} \preceq p \prec \sum_{j = 1}^{k+1}p_{j}\]

As such, for any tracial state $\tau: M \to \complex$,

\[\frac{k}{2^{n}}\le \tau(p) \le \frac{k+1}{2^{n}}\]

so $\tau(p)$ is independent of the choice of $\tau$. By Theorem 43.7.2, $\tau$ is unique.$\square$

Proposition 45.1.6.label Let $(M, \tau)$ be a tracial von Neumann algebra, then $M$ is a factor if and only if $\tau$ is the unique normal faithful tracial state on $M$.

Proof, [Proposition 4.1.4, AP]. If $M$ is a factor, then $\tau$ is unique by Proposition 45.1.5. Suppose that $M$ is not a factor, then $M$ admits a non-trivial central projection $z \in Z(M)$. In which case, for any $\alpha \in (0, 1)$,

\[\tilde \tau(x) = \frac{\alpha}{\tau(z)}\tau(xz) + \frac{1 - \alpha}{1 - \tau(z)}\tau(x(1 - z))\]

is also a normal faithful tracial state. In particular,

\[\tilde \tau(z) = \frac{\alpha}{\tau(z)}\tau(z) + \frac{1 - \alpha}{1 - \tau(z)}\tau(z(1 - z)) = \alpha\]

so if $\alpha \ne \tau(z)$, then $\tilde \tau \ne \tau$.$\square$

Proposition 45.1.7.label Let $(M, \tau)$ be a tracial factor, then $M$ admits no non-trivial two-sided ideal.

Proof, [Proposition 4.1.5, AP]. Let $I \subset M$ be a non-zero two-sided ideal. By Proposition 43.7.4, $I$ admits a non-zero projection $e \in I$. Let $\mathcal{P}\subset \text{Proj}(M)$ be a maximal family of mutually orthogonal projections equivalent to $e$. Since $\tau$ is faithful, $\tau(p) > 0$ for all $p \in \mathcal{P}$, so $\mathcal{P}$ is finite.

Let $q = 1_{M} - \sum_{p \in \mathcal{P}}p$, then by the comparability theorem, either $q \preceq e$ or $e \prec q$. If $e \prec q$, then there exists a subprojection $p \le q$ with $e \sim p$, which contradicts the maximality of $\mathcal{P}$. Thus $q \preceq e$.

Let $\mathcal{Q}= \mathcal{P}\sqcup \bracsn{q}$, then $p \preceq e$ for all $p \in \mathcal{Q}$ and $1_{M} = \sum_{p \in \mathcal{Q}}p$. For each $p \in \mathcal{Q}$, let $v_{p} \in M$ be a partial isometry such that $v_{p}v_{p}^{*} = p$ and $v_{p}^{*}v_{p} \le e$. As such, $p = v_{p}ev_{p}^{*} \in I$ for all $p \in \mathcal{Q}$. Therefore $1_{M} = \sum_{p \in \mathcal{Q}}p \in I$, and $I = M$.$\square$

Proposition 45.1.8.label Let $M$ be a $\vnII_{1}$ factor with tracial normal state $\tau: M \to \complex$, then the mapping $p \mapsto \tau(p)$ induces a bijection from the equivalence classes of $\text{Proj}(M)$ to $[0, 1]$.

Proof, [Proposition 4.1.6, AP]. (Injective): Let $p, q \in \text{Proj}(M)$ with $\tau(p) = \tau(q)$. By the comparability theorem, either $p \prec q$, $p \sim q$, or $q \prec p$. Since $\tau$ is faithful, $p \prec q$ implies that $\tau(p) < \tau(q)$, and $q \prec p$ implies that $\tau(q) < \tau(p)$. Therefore the only possibility is $p \sim q$.

(Surjective): By Lemma 45.1.3, there exists a family $\bracsn{p_r|r \in \mathbb{D} \cap [0, 1]}\subset \text{Proj}(M)$ such that:

  1. (i)

    For each dyadic rational number $r \in \mathbb{D} \cap [0, 1]$, $\tau(p_{r}) = r$.

  2. (ii)

    For each $r, s \in \mathbb{D} \cap [0, 1]$ with $r \le s$, $p_{r} \le p_{s}$.

For each $t \in [0, 1]$, let $p_{t} = \sup\bracsn{p_r|r \in \mathbb{D} \cap [0, 1], r \le t}$, then since $\tau$ is normal,

\begin{align*}\tau(p_{t})&= \tau(\sup\bracsn{p_r|r \in \mathbb{D} \cap [0, 1], r \le t}) \\&= \sup\bracsn{\tau(p_r)|r \in \mathbb{D} \cap [0, 1], r \le t}= t\end{align*}

$\square$

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