8.1 Vector Space Topologies

Definition 8.1.1 (Topological Vector Space). Let $E$ be a vector space over $K \in \bracs{\real, \complex}$ and $\topo \subset 2^{E}$ be a topology. If

  1. $E \times E \to E$ with $(x, y) \mapsto x + y$ is continuous.

  2. $K \times E \to E$ with $(\lambda, x) \mapsto \lambda x$ is continuous.

then the pair $(E, \topo)$ is a topological vector space.

Definition 8.1.2 (Translation-Invariant Topology). Let $E$ be a vector space and $\topo$ be a topology on $E$, then $\topo$ is translation-invariant if for any $U \in \topo$ and $y \in E$, $U + y \in \topo$.

Lemma 8.1.3. Let $E$ be a TVS over $K \in \RC$, then the topology of $E$ is translation-invariant.

Proof. Let $U \subset E$ open and $y \in E$, then $U + y$ is the preimage of $U$ by the map $x \mapsto x - y$. By (TVS1), $U + y$ is open.$\square$

Definition 8.1.4 (Translation-Invariant Uniformity). Let $E$ be a vector space, $\fU$ be a uniformity on $E$, and $U \in \fU$, then $U$ is translation-invariant if for every $z \in E$,

\[U = \bracs{(x + z, y + z)|(x, y) \in U}\]

and $\fU$ is translation-invariant if there exists a fundamental system of translation-invariant entourages.

Lemma 8.1.5. Let $E$ be a vector space and $\fU$ be a translation-invariant uniformity, then $\fU$ admits a fundamental system of symmetric, translation-invariant entourages.

Proof. Let $z \in E$, then the map $(x, y) \mapsto (x + z, y + z)$ is a bijection. Thus for any translation-invariant entourages $U, V \in \fU$, $(U \cap V) + z = (U + z) \cap (V + z)$, and $U \cap V$ is translation-invariant. By Lemma 5.1.9, $\fU$ admits a fundamental system of symmetric, translation-invariant entourages.$\square$

Proposition 8.1.6. Let $E$ be a TVS over $K \in \bracs{\real, \complex}$, then:

  1. There exists a unique translation-invariant uniformity $\fU$ on $E$ that induces the topology on $E$.

  2. For each neighbourhood $V \in \cn(0)$, let $U_{V} = \bracs{(x, y) \in E^2| x - y \in V}$, then for any fundamental system of neighbourhoods $\fB_{0}$ at $0$, $\fB = \bracs{U_V| V \in \fB_0}$ is a fundamental system of entourages for $\fU$.

The space $E$ will always be assumed to be equipped with its translation-invariant uniformity.

Proof. (2): Firstly, for any $V \in \fB_{0}$, $U_{V}$ is translation-invariant.

  1. For any $V, V' \in \fB_{0}$, there exists $W \in \fB_{0}$ such that $W \subset V \cap V'$. In which case, $U_{V} \cap U_{V'}\supset U_{W} \in \fB$.

  2. For any $V \in \fB_{0}$, $0 \in V$, so $\Delta \subset U_{V}$.

  3. Let $V \in \fB_{0}$, then by (TVS1), there exists $W \in \fB_{0}$ such that $W + W \subset V$. For any $(x, y), (y, z) \in U_{W}$, $(x - y), (y - z) \in W$, so $(x - z) \in V$. Thus $U_{W} \circ U_{W} \subset U_{V}$.

By Proposition 5.1.8, $\fB$ forms a fundamental system of entourages for a translation-invariant uniformity $\fU$ on $E$.

(1): Let $\mathfrak{V}$ be a translation-invariant uniformity on $E$ inducing the topology. For any symmetric, translation-invariant entourage $V \in \mathfrak{V}$, $V(x) = V(0) + x$ for all $x \in E$, and $(x, y) \in V$ if and only if $y - x \in V$, if and only if $x - y \in V$. Thus $V = U_{V(0)}$.

Let $W \in \cn(0)$, then by Lemma 8.1.5, there exists a symmetric, translation-invariant entourage $V \in \mathfrak{V}$ such that $V(0) \subset W$, and $V \subset U_{W}$. Thus $\mathfrak{V}\supset \fU$.

Let $V \in \mathfrak{V}$. Using Lemma 8.1.5, assume without loss of generality that $V$ is symmetric and translation-invariant, then there exists $W \in \fB_{0}$ with $W \subset V(0)$. In which case, $U_{W} \subset V$, and $\fU \supset \mathfrak{V}$.$\square$

Proposition 8.1.7. Let $E$ be a TVS over $K \in \RC$, $A \subset E$, and $\fB \subset \cn(0)$ be a fundamental system of neighbourhoods, then

\[\ol{A}= \bigcap_{U \in \fB}\bracs{A + U| U \in \fB}\]

Proof. Let $V \in \cn(0)$ be balanced and $U_{V} = \bracs{(x, y) \in E \times E| x - y \in V}$, then $y \in U_{V}(A)$ if and only if there exists $x \in A$ such that $(x, y) \in U_{V}$. This is equivalent to $x - y \in V$ and $y - x \in V$, so $U_{V}(A) = A + V$.

Assume without loss of generality that $\fB$ consists of symmetric entourages. By Proposition 8.1.6, $\bracs{U_V|V \in \fB}$ forms a fundamental system of entourages for $E$, and Proposition 5.1.13 implies that

\[\ol{A}= \bigcap_{V \in \fB}\bracs{U_V(A)| U \in \fB}= \bigcap_{V \in \fB}U + A\]
$\square$

Proposition 8.1.8. Let $E$ be a TVS over $K \in \RC$ and $A, B \subset E$, then:

  1. If $A$ is open, then $A + B$ is open.

  2. If $A$ is closed and $B$ is compact, then $A + B$ is closed.

Proof. $(1)$: For every $x \in B$, $A + x$ is open by Definition 8.1.2, so

\[A + B = \bigcup_{x \in B}(A + x)\]

is open.

$(2)$: Let $x \in \overline{A + B}$, then there exists a filter $\fF \subset 2^{A \cup B}$ converging to $x$. For any $U \in \fF$, $U \cap (A + B) \ne \emptyset$, so $(U - B) \cap A \ne \emptyset$, and $\fB = \bracs{U - B| U \in \fF}$ is a filter base in $A$. By compactness of $A$, there exists $y \in A$ such that

\[y \in \bigcap_{U \in \fF}\overline{U - B}= \bigcap_{U \in \fF}\overline{(-B) + U}\]

By Proposition 8.1.7, $\overline{(-B) + U}\subset (-B) + U + U$, so

\[y \in \bigcap_{U \in \fF}\overline{(-B) + U}\subset \bigcap_{U \in \fF}[(-B) + U + U]\]

Since $\fF$ converges to $x$, (TVS1) implies that $\bracs{U + U| U \in \fF}$ contains a neighbourhood base of $x$. Thus

\[y \in \bigcap_{U \in \fF}[(-B) + U + U] \subset \bigcap_{V \in \cn(0)}[(x-B) + V] = \overline{x - B}= x - B\]

so $x \in y + B \subset A + B$.$\square$

Definition 8.1.9 (Balanced/Circled). Let $E$ be a vector space over $K \in \RC$ and $A \subset E$, then $A$ is balanced/circled if $\lambda A \subset A$ for all $\lambda \in K$ with $\abs{\lambda}\le 1$.

Definition 8.1.10 (Absorbing/Radial). Let $E$ be a vector space over $K \in \RC$ and $A, B \subset E$, then $A$ absorbs $B$ if there exists $\lambda \in K$ such that $\lambda A \supset B$, and $A$ is absorbing/radial if it absorbs every point in $E$.

Proposition 8.1.11. Let $E$ be a topological vector space over $K \in \RC$, then

  1. $E$ admits a fundamental system of neighbourhoods at $0$ consisting of circled and absorbing sets.

  2. The fundamental system of neighbourhoods in $(1)$ can be taken to be open or closed.

Proof. Firstly, (TVS2) implies that every neighbourhood of $0$ is circled.

By Proposition 5.1.16, $E$ admits a fundamental system of neighbourhoods consisting of open sets or closed sets.

Let $U \in \cn^{o}(0)$ be open. By (TVS2), there exists $r > 0$ such that $\lambda U \subset U$ for all $\lambda \in K$ with $\abs{\lambda}\le r$. Define

\[V = \bigcup_{\substack{\lambda \in K \\ \abs{\lambda} \le r}}\lambda U \subset U\]

then for any $x \in V$, there exists $\lambda \in K$ with $\abs{\lambda}\le r$ and $y \in U$ such that $x = \lambda y$. In which case, for any $\mu \in K$ with $\abs{\mu}\le 1$, $\mu(\lambda y) = (\mu \lambda) y \in \mu\lambda U$. Since $\abs{\mu \lambda}\le r$, $\mu \lambda U \subset V$. Thus $V \subset U$ is balanced.

Let $U \in \cn(0)$ be closed, then there exists a balanced neighbourhood $V \in \cn^{o}(0)$ such that $V \subset U$. In which case, for any $\lambda \in K$ with $0 < \abs{\lambda}\le 1$, $\lambda \overline{V}= \overline{\lambda V}\subset \overline{V}$ by (TVS2). Therefore $\overline{V}\subset U$ is balanced as well.$\square$

Proposition 8.1.12. Let $E$ be a vector space over $K \in \RC$, and $\topo$ be a vector space topology on $E$, then there exists a fundamental system of neighbourhoods $\fB \subset \cn_{E}(0)$ such that:

  1. For each $U \in \fB$, there exists $V \in \fB$ such that $V + V \subset U$.

  2. For each $U \in \fB$, $U$ is circled and radial.

Conversely, if $\fB \subset 2^{E}$ is a family of sets that contain $0$ and satisfies (TVB1) and (TVB2), then there exists a unique topology $\topo$ on $E$ such that:

  1. $\topo$ is translation-invariant.

  2. $\fB$ is a fundamental system of neighbourhoods at $0$ for $\topo$.

Moreover,

  1. $(E, \topo)$ is a TVS.

Proof. Forward: By Proposition 8.1.11, there exists a fundamental system of neighbourhoods $\fB \subset \cn_{E}(0)$ consisting of circled and radial sets. By (TVS1), $\fB$ satisfies (TVB1).

Converse: For each $V \in \fB$, let $U_{V} = \bracs{(x, y) \in E|x - y \in V}$, then $U_{V}$ is symmetric and translation-invariant by (TVB1). Let

\[\mathfrak{V}= \bracs{U_V|V \in \fB}\]

then

  1. For any $V, V' \in \fB$, there exists $W \in \fB$ with $W \subset V \cap V'$. In which case, $U_{V}\cap U_{V'}\supset U_{W} \in \mathfrak{V}$.

  2. For any $x \in E$ and $V \in \fB$, $x - x = 0 \in V$, so $\Delta \subset U_{V}$.

  3. For any $V \in \fB$, by (TVB1), there exists $W \in \fB$ such that $W + W \subset V$. In which case, for any $x, y, z \in E$ with $x - y, y - z \in W$, $x - z \in V$. Therefore $U_{W} \circ U_{W} \subset U_{V}$.

By Proposition 5.1.8, there exists a unique uniformity $\fU$ on $E$ for which $\mathfrak{V}$ is a fundamental system of entourages.

(1): Since $\mathfrak{V}$ is translation-invariant, so is $\fU$.

(2): By definition of the uniform topology, $\fB = \bracs{U_V(0)|V \in \fB}$ is a fundamental system of neighbourhoods at $0$.

(3):

  1. Let $V \in \fB$, then there exists $W \in \fB$ such that $W + W \subset V$ by (TVB1). In which case, for any $x, x', y, y'$ with $x - x' \in W$ and $y - y' \in W$, $(x + y) - (x' + y') \in W + W \subset V$.

  2. Let $V \in \fB$, $\eps > 0$, $x, x' \in E$ with $x - x' \in V$, and $\lambda, \lambda' \in K$ with $\abs{\lambda - \lambda'}< \eps$, then

    \begin{align*}\lambda x - \lambda' x'&= \lambda x - \lambda x' + \lambda x' - \lambda' x' \\&= \lambda(x - x') + (\lambda - \lambda')x' \in \lambda V + (\lambda - \lambda')x'\end{align*}

    Since $V$ is radial, there exists $\mu \in K$ such that $x \in \mu V$. Given that $V$ is circled, $x' = x + (x - x') \in \mu V + V \subset (\abs{\mu}+ 1)V$, and

    \[\lambda x - \lambda' x' \in \lambda V + \eps(\abs \mu + 1)V \subset \abs{\lambda}V + \eps(\abs \mu + 1)V\]

    Let $W \in \fB$ and $\eps > 0$ such that $\eps(\abs{\mu}+1) \le 1$, then by repeated application of (TVB1), there exists $V \in \fB$ such that $\abs{\lambda}V + V \subset W$. Therefore scalar multiplication is jointly continuous.

(Uniqueness): Let $\mathcal{S}\subset 2^{E}$ be a topology on $E$ satisfying (1) and (2), then for each $x \in E$, $\cn_{(E, \mathcal{S})}(x) = \cn_{(E, \mathcal{T})}(x)$. By Proposition 4.4.4, $\mathcal{S}= \mathcal{T}$.$\square$

Proposition 8.1.13. Let $E$ be a TVS over $K \in \RC$, then $E$ is locally connected.

Proof. Let $U \in \cn(0)$ be radial, then for any $y \in U$, the mapping $t \mapsto ty$ is a path from $0$ to $y$ contained in $U$. Thus $U$ is path-connected. By Proposition 8.1.12, the radial neighbourhoods of $0$ forms a fundamental system of neighbourhoods, so the path-connected neighbourhoods of $0$ forms a fundamental system as well.$\square$