25.6 Approximations with Simple Functions

Definition 25.6.1 (Admissible Approximant Function).label Let $X$ be a topological space and $\mathcal{A}: X \to 2^{X}$, then $\mathcal{A}$ is an admissible approximant function on $X$ if:

  1. (AA1)

    For each $x \in X$, $x \in \overline{\mathcal{A}(x)^o}$.

  2. (AA2)

    $\bigcap_{x \in X}\mathcal{A}(x) \ne \emptyset$.

and $\mathcal{A}$ is Borel measurable if:

  1. (B)

    For any $x_{0} \in X$, $\bracs{x \in X|x_0 \in \mathcal{A}(x)}\in \cb_{X}$.

Lemma 25.6.2.label Let $X$ be a topological space, and $\mathcal{A}: X \to 2^{X}$ be defined by $x \mapsto X$, then $\mathcal{A}$ is an admissible approximant function.

Definition 25.6.3 (Approximation of the Identity).label Let $X$ be a topological space and $\net{I}\subset X^{X}$ be a net, then $\net{I}$ is an approximation of the identity if:

  1. (AI1)

    For each $x \in X$, $I_{\alpha}(x) \to x$.

For any admissible approximant function $\mathcal{A}: X \to 2^{X}$, $\net{I}$ is $\mathcal{A}$-admissible if:

  1. (AI2)

    For each $x \in X$ and $\alpha \in A$, $I_{\alpha}(x) \in \mathcal{A}(x)$.

The approximation $\net{I}$ is simple if $I_{\alpha}$ is finitely-valued for all $\alpha \in A$, and Borel measurable if $I_{\alpha}$ is Borel measurable for all $\alpha \in A$.

Lemma 25.6.4 (Existence of Simple Approximations of the Identity).label Let $X$ be a separable metric space, $\mathcal{A}: X \to 2^{X}$ be a Borel measurable admissible approximant function, and $\seq{x_n}\subset X$ be a dense subset with $x_{1} \in \bigcap_{x \in X}\mathcal{A}(x)$, then there exists $\seq{I_n}\subset X^{X}$ such that:

  1. (1)

    $\seq{I_n}$ is a Borel measurable, $\mathcal{A}$-admissible approximation of the identity.

  2. (2)

    For each $N \in \natp$, $I_{N}(X) \subset \bracsn{x_n|1 \le n \le N}$.

  3. (3)

    For each $N \in \natp$ and $x \in X$,

    \[d(x, I_{N}(x)) = \min\bracs{d(x, x_n)| 1 \le n \le N, x_n \in \mathcal{A}(x)}\]

Proof. By removing duplicate elements from the sequence, assume without loss of generality that for each $m, n \in \natp$ with $m \ne n$, $x_{m} \ne x_{n}$.

Let $N \in \natp$. For each $x \in X$, let

\[C_{N}(x) = \bracs{1 \le n \le N| x_n \in \mathcal{A}(x)}\]

Since $x_{1} \in \bigcap_{y \in X}\mathcal{A}(y)$, $1 \in C_{N}(x)$ and $C_{N}(x) \ne \emptyset$. Now, let

\[k_{N}(x) = \min\bracs{n \in C_N(x) \bigg | d(x, x_n) = \min_{m \in C_N(x)}d(x, x_m)}\]

be the minimum $n \in C_{N}(x)$ on which the minimal distance from $x$ to $\bracs{x_m|m \in C_N(x)}$ is achieved. Define

\[I_{N}: X \to X \quad x \mapsto x_{k_N(x)}\]

(2): For each $x \in X$, $k_{N}(x) \in [N]$, so $I_{N}(x) \in \bracsn{x_n|1 \le n \le N}$.

(3): Let $x \in X$, then by definition of $k_{N}$ and $C_{N}$,

\begin{align*}d(x, I_{N}(x))&= d(x, x_{k_N(x)}) = \min_{n \in C_N(x)}d(x, x_{n}) \\&= \min\bracsn{d(x, x_n)|1 \le n \le N, x_n \in \mathcal{A}(x)}\end{align*}

(1, Borel Measurable): Fix $N \in \natp$, then for each $n \in \natp$,

\begin{align*}\bracs{k_N \le n}&= \bigcup_{j = 1}^{n} \bracs{x \in X \bigg | j \in C_N(x), d(x, x_j) = \min_{m \in C_N(x)}d(x, x_m)}\\&= \bigcup_{j = 1}^{n} \bracs{j \in C_N}\cap \bracs{x \in X \bigg | d(x, x_j) = \min_{m \in C_N(x)}d(x, x_m)}\\&= \bigcup_{j = 1}^{n}\bigcup_{J \subset [N]}\bracs{j \in C_N, J = C_N}\cap \bracs{x \in X \bigg | d(x, x_j) = \min_{m \in J}d(x, x_m)}\end{align*}

Given that $\mathcal{A}$ is Borel measurable, $\bracs{n \in C_N}= \bracs{x_n \in \mathcal{A}(x)}$ is a Borel set for each $1 \le n \le N$. As a result, $\bracs{J = C_N}$ is Borel for each $J \subset [N]$. Thus $\bracs{j \in C_N, J = C_N}$ is Borel for each $1 \le j \le n$ and $J \subset [N]$.

On the other hand, for each $1 \le n \le N$, the function $x \mapsto d(x, x_{n})$ is continuous and hence Borel measurable. Similarly, for each $J \subset [N]$, the mapping $\real^{J} \to \real$ with $\alpha \mapsto \min_{j \in J}\alpha_{j}$ is also Borel measurable.

The above facts combined show that $\bracs{k_N \le n}$ is a Borel set, and $k_{N}: X \to [N]$ is a Borel measurable function. Now, let

\[I_{N}: X \to \bracsn{x_n|1 \le n \le N}\quad x \mapsto x_{k_N(x)}\]

By assumption that $\seq{x_n}$ are distinct, $\bracs{I_N = x_n}= \bracs{k_N = n}$ is a Borel set for each $1 \le n \le N$. Therefore $I_{N}$ is Borel measurable.

(1, $\mathcal{A}$-Admissible): Let $N \in \natp$ and $x \in X$, then

\[I_{N}(x) = x_{k_N(x)}\in \bracs{x_n|n \in C_N(x)}\subset \mathcal{A}(x)\]

(1, Approximation): Let $x \in X$ and $\eps > 0$. Since $x \in \ol{\mathcal{A}(x)^o}$ and $\seq{x_n}$ is dense in $X$, there exists $N_{0} \in \natp$ such that $x_{N_0}\in \mathcal{A}(x)$ and $d(x, x_{N_0}) < \eps$. By (3),

\[\limv{N}d(x, I_{N}(x)) = \limv{N}\min\bracs{d(x, x_n)| 1 \le n \le N, x_n \in \mathcal{A}(x)}= 0\]

$\square$

Remark 25.6.1.label In Lemma 25.6.4, if $X$ is compact and $\mathcal{A}\equiv X$, then $I_{N} \to I$ uniformly.

Corollary 25.6.5.label Let $(X, \cm)$ be a measurable space, $Y$ be a separable metric space, and $\mathcal{A}: Y \to 2^{Y}$ be a Borel measurable admissible approximant function, then for any $f: X \to Y$, the following are equivalent:

  1. (1)

    $f$ is $(\cm, \cb_{Y})$-measurable.

  2. (2)

    For any dense subset $\seq{y_n}\subset Y$ with $y_{1} \in \bigcap_{y \in Y}\mathcal{A}(y)$, there exists a sequence $\seq{f_n}$ of $(\cm, \cb_{Y})$-measurable simple functions such that

    1. (i)

      For each $x \in X$ and $N \in \natp$,

      \[f_{N}(x) \in \mathcal{A}(f(x)) \cap \bracsn{y_n|1 \le n \le N}\]

    2. (ii)

      $f_{n} \to f$ pointwise as $n \to \infty$.


  3. (3)

    There exists a sequence $\seq{f_n}$ of $(\cm, \cb_{Y})$-measurable simple functions such that $f_{n} \to f$ pointwise.

Proof. (1) $\Rightarrow$ (2): Let $\seq{y_n}\subset Y$ be a dense subset with $y_{1} \in \bigcap_{y \in Y}\mathcal{A}(y)$. By Lemma 25.6.4, there exists $\seq{I_n}\subset Y^{Y}$ such that:

  1. (1)

    $\seq{I_n}$ is an $\mathcal{A}$-admissible approximation of the identity.

  2. (2)

    For each $N \in \natp$, $I_{N}$ is Borel measurable with $I_{N}(Y) \subset \bracsn{y_n|1 \le n \le N}$.

For each $n \in \natp$, let $f_{n} = I_{N} \circ f_{n}$, then:

  1. (i)

    For each $x \in X$ and $N \in \natp$,

    \[f_{N}(x) = I_{N}(f(x)) \in \mathcal{A}(f(x)) \cap \bracsn{y_n|1 \le n \le N}\]

  2. (ii)

    Since $I_{n} \to \text{Id}$ pointwise as $n \to \infty$, $f_{n} \to f$ pointwise as $n \to \infty$.

(3) $\Rightarrow$ (1): By Proposition 25.5.4.$\square$

Corollary 25.6.6.label Let $(X, \cm)$ be a measurable space, $(E, \norm{\cdot}_{E})$ be a separable normed vector space, and $f: X \to E$, then the following are equivalent:

  1. (1)

    $f$ is $(\cm, \cb_{E})$-measurable.

  2. (2)

    There exists simple functions $\seq{f_n}$ such that $\abs{f_n}\le \abs{f}$ for all $n \in \natp$, and $f_{n} \to f$ pointwise.

Proof. (1) $\Rightarrow$ (2): Let

\[\mathcal{A}: E \to 2^{E} \quad y \mapsto \begin{cases}B_{E}(0, \norm{y}_{E})&y \ne 0 \\ E&y = 0\end{cases}\]

then

  1. (AA1)

    For each $y \in E$, $y \in \ol{\mathcal{A}(y)^o}$.

  2. (AA2)

    $0 \in \bigcap_{y \in E}\mathcal{A}(y)$.

  3. (B)

    For any fixed $y_{0} \in E \setminus \bracs{0}$,

    \[\bracs{y \in E|y_0 \in \mathcal{A}(y)}= \bracs{y \in E|\norm{y_0}_E < \norm{y}_E}\cup \bracs{0}\in \cb_{E}\]

    and $\bracs{y \in E|0 \in \mathcal{A}(y)}= E$.

so $\mathcal{A}$ is a Borel measurable admissible approximant function.

By (2) of Corollary 25.6.5, there exists simple functions $\seq{f_n}$ such that $|f_{n}| \le |f|$ on $\bracs{f \ne 0}$ for all $n \in \natp$ and $f_{n} \to f$ pointwise. In which case, $|\one_{\bracs{f \ne 0}}f_{n}| \le |f|$ globally for all $n \in \natp$ and $\one_{\bracs{f \ne 0}}f_{n} \to f$ pointwise as $n \to \infty$.

(2) $\Rightarrow$ (1): By Proposition 25.5.4.$\square$

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